We are seeking an experienced IT SOX Audit Specialist to join our team. The ideal candidate will have a strong background in IT auditing, SOX compliance, and financial systems. This position also requires strong analytical, critical thinking skills, attention to details and problem solving skills along with excellent written and verbal communication skills.

Requirements

• Bachelor’s degree Information Systems, Computer Science or related field
• 3-5 years of experience in IT audit, internal audit or public accounting, with 2+ years focused on SOX and financial systems
• Strong understanding of SOX regulations, IT Application Controls, IT general controls, and financial reporting processes
• Experience auditing financial/ERP systems and evaluating automated application controls
• Knowledge of financial system data flows, interfaces, and reports
• Ability to write SQL queries and analyze large datasets
• Strong analytical and problem-solving skills
• Excellent communication skills, both written and verbal
• Ability to build relationships and collaborate with IT and finance stakeholders

Responsibilities

• Plan and perform SOX audits over the financial system of record, including developing audit plans and control documents, documenting evidence and executing test procedures
• Assess the design and operating effectiveness of automated controls, IT general controls, and manual controls within the financial system
• Identify control gaps and deficiencies related to system access, IT application controls, IT change management, data integrity, and security
• Communicate audit findings, risks and recommendations to management and the IT team
• Collaborate with system owners and administrators to understand the financial system’s functionality, data flows, and control environment
• Document and update the SOX risk assessment specific to the financial system of record
• Evaluate the impact of system changes, upgrades or implementations on SOX controls
• Monitor remediation efforts for identified control weaknesses and perform follow-up testing
• Liaise with external auditors during the interim and roll forward control testing
• Assist in coordinating responses to external auditors’ IT control requests. Support the organization during external audits related to IT controls and SOX compliance.
• Stay abreast of SOX regulations and industry best practices related to financial systems controls
• Identify opportunities to improve audit efficiency and effectiveness. Contribute to process improvements through automation and implementation of best practices
• Offer advice to management on strategies to enhance compliance and control effectiveness.